Corporations Act 2001
CCH Note: Division 4 is modified by the ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668; and the ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669.
CCH Note: Section 713C is modified by the ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668; and the ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669.
Base prospectus
713C(1)
If a body prepares and lodges with ASIC a document that satisfies the conditions set out in subsections (2) and (3) , the document is a base prospectus for simple corporate bonds offered by the body during the 3-year period (the covered period ) beginning on the date on which the document is lodged with ASIC.
[ CCH Note 1: S 713C(1) will be amended by No 69 of 2020, s 3, Sch 1[1080], by substituting " the Registrar " for " ASIC " (wherever occurring) (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
[ CCH Note 2: S 713C(1A) will be inserted by No 69 of 2020, s 3, Sch 1[1081] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 713C(1A) will read:
713C(1A)
Lodgement of the document must meet any requirements of the data standards.]
Document must be expressed to be the base prospectus
713C(2)
The document must state that it is the base prospectus for all offers of simple corporate bonds made by the body during the covered period.
Document to be read with offer-specific prospectus
713C(3)
The document must state that: (a) there will be an offer-specific prospectus for each offer of simple corporate bonds during the covered period; and (b) the disclosure document for each such offer will consist of:
(i) a base prospectus; and
(ii) the offer-specific prospectus for the offer.
Note: See also section 713B (2-part simple corporate bonds prospectus).
Replacement document
713C(4)
If the document is a replacement document, the covered period is the period: (a) beginning on the date on which the replacement document is lodged with ASIC; and (b) ending at the end of the covered period for the original base prospectus.
[ CCH Note: S 713C(4) will be amended by No 69 of 2020, s 3, Sch 1[1082], by substituting " the Registrar " for " ASIC " in para (a) (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
Content of base prospectus
713C(5)
A base prospectus must contain the information specified in the regulations.
713C(6)
A base prospectus must set out the statements specified in the regulations.
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