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THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.2A - THE SECURITIES CLEARING HOUSE

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SECTION 779E   SECURITIES CLEARING HOUSE TO NOTIFY COMMISSION OF DISCIPLINARY ACTION  

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779E    If the securities clearing house decides to discipline an SCH participant, it must, as soon as practicable, lodge written particulars of the participant's name and of the reason for, and nature of, the disciplinary action taken or to be taken.

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