Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 27 - Transitional matters under the Act (other than Chapter 7)  

REGULATION 10.2.134   PROSPECTUS CONTENT - SPECIFIC DISCLOSURES  

10.2.134(1)   [ Application]  

This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.

10.2.134(2)   [ Interpretation]  

A reference in paragraph 711(4) (e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.

10.2.134(3)   [ Limitation]  

Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.