Corporations Regulations 2001
CHAPTER 5C
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MANAGED INVESTMENT SCHEMES
PART 5C.4
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THE COMPLIANCE PLAN
REGULATION 5C.4.02
5C.4.02
AGENTS TO ASSIST AUDITORS OF COMPLIANCE PLANS
An agent of the responsible entity of a registered scheme, and an officer of the agent, must:
(a) allow the auditor of the scheme's compliance plan to have access to the books of the scheme; and
(b) if the auditor requires the agent or entity to give the auditor information or an explanation for the audit - give the information or explanation to the auditor; and
(c) otherwise assist the conduct of the audit.
An agent of the responsible entity of a registered scheme, and an officer of the agent, must:
(a) allow the auditor of the scheme's compliance plan to have access to the books of the scheme; and
(b) if the auditor requires the agent or entity to give the auditor information or an explanation for the audit - give the information or explanation to the auditor; and
(c) otherwise assist the conduct of the audit.
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