Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.5
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COMPENSATION REGIMES FOR FINANCIAL MARKETS
Division 1
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Preliminary
REGULATION 7.5.09
MEANING OF
SECURITY
7.5.09(1)
For this Part (other than Subdivision 4.7 ), each of the following is a security :
(a) a security mentioned in section 761A of the Act;
(b) Division 3 securities;
(c) non-Division 3 securities;
(d) an interest in a notified foreign passport fund that is quoted on the financial market of the Australian Stock Exchange Limited;
(e) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, an interest referred to in paragraph (d) (whether or not on payment of any money or for any other consideration).
7.5.09(2)
For Subdivision 4.7 , each of the following is a security :
(a) Division 3 securities;
(b) non-Division 3 securities;
(c) an interest in a notified foreign passport fund that is quoted on the financial market of the Australian Stock Exchange Limited;
(d) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, an interest referred to in paragraph (c) (whether or not on payment of any money or for any other consideration).
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For this Part (other than Subdivision 4.7 ), each of the following is a security :
(a) a security mentioned in section 761A of the Act;
(b) Division 3 securities;
(c) non-Division 3 securities;
(d) an interest in a notified foreign passport fund that is quoted on the financial market of the Australian Stock Exchange Limited;
(e) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, an interest referred to in paragraph (d) (whether or not on payment of any money or for any other consideration).
7.5.09(2)
For Subdivision 4.7 , each of the following is a security :
(a) Division 3 securities;
(b) non-Division 3 securities;
(c) an interest in a notified foreign passport fund that is quoted on the financial market of the Australian Stock Exchange Limited;
(d) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, an interest referred to in paragraph (c) (whether or not on payment of any money or for any other consideration).
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