THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.13 - TITLE TO, AND TRANSFER OF, SECURITIES

Division 3 - Transfer of marketable securities and marketable rights

Subdivision D - Miscellaneous

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SECTION 1112B   OFFENCES: CONTRAVENTION BY BROKER OF THE SCH CERTIFICATE CANCELLATION PROVISIONS RELATING TO USE OF CANCELLATION STAMPS  

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1112B    A broker must not, intentionally or recklessly, contravene the SCH certificate cancellation provisions by affixing, or failing to affix, a cancellation stamp to a certificate or other document of title to quoted securities or quoted rights.

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