THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1143   FUTURES ADVISERS  

1143    A person must not:

(a)  carry on a futures advice business; or

(b)  hold out that the person is a futures adviser;

unless the person is a licensee or an exempt futures adviser.


 

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