THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1154 COMMISSION MAY REQUIRE LICENSED FUTURES BROKER TO GIVE INFORMATION

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1154(1) [Direction to licence holder requiring information]

The Commission may, by writing given to the holder of a futures brokers licence, direct the holder to give the Commission specified information about, or a specified statement relating to, a business of dealing in futures contracts that the holder carries on or has carried on.

View history note

1154(2) [Direction may require audit]

A direction under subsection (1) to give a specified statement may also direct the holder to cause the statement to be audited by a registered company auditor before it is given to the Commission.

1154(3) [Compliance]

A person shall comply with a direction under this section:

(a) if the direction specifies a reasonable period for compliance - within that period; or

(b) in any other case - within a reasonable period;

or within that period as extended by the Commission by writing given to the person.

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