THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 2 - Agreements with unlicensed persons

Subdivision A - Agreements affected

SECTION 1160   AGREEMENT ABOUT A DEALING IN BREACH OF SECTION 1142  

1160    Where a person (in this section and Subdivision B called the ``non-licensee'') and another person (in this section and Subdivision B called the ``client''), not being an excluded client, enter into an agreement relating to a dealing or proposed dealing in a futures contract by the non-licensee on the client's behalf, being a dealing or proposed dealing involving a contravention by the non-licensee of section 1142, Subdivision B applies, whether or not anyone else is a party to the agreement.


 

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