THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 3 - Futures representatives

SECTION 1177 LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER

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1177(1) [Scope]

This section has effect where a licensee keeps a register under section 1176.

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1177(2) [Notice of location of register]

Within 14 days after establishing the register, the licensee shall lodge written notice of where the register is kept.

1177(3) [Notice of change of location of register]

As soon as practicable after changing the place where the register is kept, the licensee shall lodge written notice of the new place where the register is kept.

1177(4) [Copy of proper authority etc to be lodged]

Within 2 business days after the day on which a person begins to hold a particular proper authority from the licensee, the licensee shall, whether or not the person has previously held a proper authority from the licensee, lodge:

(a) a copy of the first-mentioned proper authority; and

(b) a written notice stating that the person began to hold that proper authority on that day.

1177(5) [Information contained in register to be lodged]

Within the period within which subsection 1176(5) requires a licensee to enter in the register information that the register is required by virtue of paragraph 1176(3)(b), (c), (d) or (e) to contain, the licensee shall lodge a written notice setting out the information and stating that the information has been, or is to be, entered in the register.

1177(6) [Notice when person ceases to hold proper authority]

Within 2 business days after a person ceases to hold a proper authority from the licensee, the licensee shall, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.

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