THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 5 - Excluding persons from the futures industry

SECTION 1189A   POWER TO REVOKE, WITHOUT A HEARING, LICENCE HELD BY NATURAL PERSON  

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1189A    The Commission may, by written order, revoke a licence held by a natural person if the person:

(a)  becomes an insolvent under administration; or

(b)  is convicted of serious fraud; or

(c)  becomes incapable, through mental or physical incapacity, of managing his or her affairs; or

(d)  asks the Commission to revoke the licence.

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