THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW

THE CORPORATIONS LAW   82 

The Corporations Law is as follows:...

CHAPTER 7 - SECURITIES

PART 7.2 - SECURITIES EXCHANGES AND STOCK MARKETS

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History

Heading amended by No 104 of 1994, Sch 8 (effective 1 January 1995).

SECTION 769C   ANNUAL REPORT BY SECURITIES EXCHANGE ABOUT COMPLIANCE WITH ONGOING REQUIREMENTS  

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769C(1)  [Time limit for report]  

Within 3 months after the end of each of its financial years, a securities exchange must prepare and give the Commission a report on the extent to which the exchange complied with the requirements of section 769A during the financial year. The Commission must give the report to the Minister.

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History

S 769C(1) inserted by No 199 of 1997, Sch 1 (effective 16 December 1997).

769C(2)  [Documents accompanying report]  

The report must be accompanied by:

(a)  any other information and statements prescribed by the regulations; and

(b)  any audit report required by the Minister under subsection (3).

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History

S 769C(2) inserted by No 199 of 1997, Sch 1 (effective 16 December 1997).

769C(3)  [Audit]  

The Minister may require a securities exchange to obtain an audit report on the annual report and on any information or statements required under paragraph (2)(a). The audit report must be prepared, as the Minister requires, either by the Commission or by some other person or body nominated by the Minister.

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History

S 769C(3) inserted by No 199 of 1997, Sch 1 (effective 16 December 1997).

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