THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 1 - Dealers and investment advisers and operators of managed investment schemes

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SECTION 782   APPLICATION FOR A LICENCE  

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782(1)  (Application to Commission)  

A person may apply to the Commission, in the prescribed form and manner, for a dealers licence or an investment advisers licence.

782(2)  (Commission may require further information)  

The Commission may require an applicant for a licence to give the Commission such further information in relation to the application as the Commission thinks necessary.

782(3)  (Application made to NCSC)  

An application duly made to the NCSC before the commencement of this Part under a previous law of this jurisdiction corresponding to subsection (1) that had not been dealt with by the NCSC before that commencement shall be deemed to be an application duly made to the Commission under that subsection.

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