THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW

THE CORPORATIONS LAW   82 

The Corporations Law is as follows:...

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 1 - Dealers and investment advisers and operators of managed investment schemes

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History

Div heading amended by No 62 of 1998, Sch 2, Pt 1 (effective 1 July 1998).

SECTION 788   GIVING INFORMATION AND STATEMENTS TO COMMISSION  

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788(1)  [Commission may direct lodgment]  

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The holder of a dealers licence must lodge such written information or statements in relation to the securities business carried on, or the managed investment scheme operated, by the licensee as the Commission from time to time directs.

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History

S 788(1) amended by No 62 of 1998, Sch 2, Pt 1 (effective 1 July 1998).

S 788(1) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).

788(2)  [Commission may require audit]  

If the Commission requires the holder of a dealers licence to cause a statement specified in a direction given under subsection (1) to be audited by a registered company auditor before it is lodged, the licensee must comply with the requirement.

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History

S 788(2) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).

788(3)  [Commission may extend time for compliance]  

The Commission may extend the period for compliance with a direction given under subsection (1).

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History

S 788(3) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).

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