THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 1 - Dealers and investment advisers and operators of managed investment schemes

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SECTION 789 REGISTER OF LICENCE HOLDERS

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789(1) [Commission to keep Register]

The Commission shall keep a Register of Licence Holders for the purposes of this Chapter.

789(2) [Documents to be included in Register]

The Commission shall include in the Register, in relation to each licence, a copy of:

(a) the licence; and

(b) each instrument that imposes conditions on the licence, or revokes or varies conditions of the licence, after the licence is granted.

789(3) [Information to be included]

The Commission shall enter in the Register, in relation to each licence:

(a) the name of the licensee;

(b) if the licensee is a body corporate - the name of each director, and of each secretary, of the body;

(c) the day on which the licence was granted;

(d) in relation to each business to which the licence relates:

(i) the address of the principal place at which the business is carried on;

(ii) the addresses of the other places (if any) at which the business is carried on; and

(iii) if the business is carried on under a name or style other than the name of the holder of the licence - that name or style;

(e) particulars of any suspension of the licence; and

(f) any other prescribed matters.

789(4) [Removal of documents and particulars]

Where a person no longer holds a particular licence, the Commission shall remove from the Register the documents included in it, and the particulars entered in it, in relation to that licence.

789(5) [Access to Register]

A person may inspect and make copies of, or take extracts from, the Register.

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