THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 1 - Dealers and investment advisers and operators of managed investment schemes

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SECTION 790   NOTIFYING CHANGE IN PARTICULARS  

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790    The holder of a licence must, within 21 days after:

(a)  in the case of a dealers licence - the licensee ceases to carry on the business to which the licence relates;

(b)  in the case of an investment advisers licence - the licensee ceases to act as, or to hold himself, herself or itself out to be, an investment adviser; or

(c)  there is a change in a matter particulars of which are required by virtue of paragraph 789(3)(a), (b), (d) or (f) to be entered, in relation to the licence, in the Register of Licence Holders;

lodge written particulars, in the prescribed form, of that fact, or of that change, as the case may be.

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