THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 1 - Dealers and investment advisers and operators of managed investment schemes

SECTION 792   TIME FOR LODGING ANNUAL STATEMENT  

792(1)  [Current licensee]  

A person required by subsection 791(1) to lodge a statement must lodge the statement:

(a)  if the licence is a dealers licence - during the period within which a profit and loss statement and balance sheet referred to in section 860 are required to be lodged; or

(b)  otherwise - within 1 month immediately before the anniversary of the date on which the licence was granted.

792(2)  [Former licensee]  

A person required by subsection 791(2) to lodge a statement must lodge the statement within 1 month after ceasing to be a licensee.

792(3)  [Contravention]  

A person who fails to lodge a statement required by section 791 within the period specified in subsection (1) or (2), as the case requires, contravenes this section.


 

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