THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 811 LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER

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811(1) [Definition of ``register'']

In this section:

``register'' , in relation to a licensee, means a register that the licensee keeps for the purposes of section 810.

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811(2) [Lodgment of notice of location of register]

Within 14 days after establishing a register, the licensee must lodge written notice of where the register is kept.

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811(3) [Notice of change of location]

As soon as practicable after changing the place where a register is kept, the licensee must lodge written notice of the new place where the register is kept.

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811(4) [Details of proper authority]

Within 2 business days after the day on which a person begins to hold a particular proper authority from a licensee, the licensee must, whether or not the person has previously held a proper authority from the licensee, lodge:

(a) a copy of the first-mentioned proper authority; and

(b) a written notice stating that the person began to hold that proper authority on that day.

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811(5) [Notice of information on register]

The licensee must lodge a written notice, within the period provided by subsection (6):

(a) setting out the information that the register is required to contain by paragraph 810(3)(b), (c), (d) or (e); and

(b) stating that the information has been, or is to be, entered in the register.

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811(6) [Time limit for sec 811(5) notice]

A notice under subsection (5) must be lodged within the period within which subsection 810(5) requires the information to be entered in the register.

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811(7) [Notice of ceasing to hold proper authority]

Within 2 business days after a person ceases to hold a proper authority from a licensee, the licensee must, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.

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