THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 812   INSPECTION AND COPYING OF REGISTER  

812(1)  [Meaning of ``register'']  

In this section:

``register'' in relation to a licensee, means a register that the licensee keeps for the purposes of section 810.

812(2)  [Register to be open for inspection]  

A licensee must ensure that a register is open for inspection without charge.

812(3)  [Copies of register]  

Where a person requests a licensee in writing to give to the person a copy of the whole, or of a specified part, of a register, the licensee must comply with the request within 2 business days after:

(a)  if the licensee requires the person to pay for the copy an amount of not more than the prescribed amount - receiving the amount from the person; or

(b)  in any other case - receiving the request.


 

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