THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 813   DISCLOSURE TO NON-DEALER  

813    A person (in this section called the ``representative'') shall not do as a representative of another person (in this section called the ``principal'') an act by virtue of which the principal deals in securities with a non-dealer on the principal's own account unless the representative has informed the non-dealer that the principal is acting in the transaction as principal and not as agent.


 

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