THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 814 COMMISSION MAY REQUIRE PRODUCTION OF AUTHORITY

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814(1) [Requirement to produce]

Where the Commission has reason to believe that a person:

(a) holds a proper authority from a licensee; or

(b) has done an act as a representative of another person;

then, whether or not the Commission knows who the licensee or other person is, it may require the first-mentioned person to produce:

(c) any proper authority from a licensee; or

(d) any invalid securities authority from a person;

that the first-mentioned person holds.

814(2) [Prohibition on refusal to produce]

A person shall not, without reasonable excuse, refuse or fail to comply with a requirement under this section.

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