THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.5 - DEALERS' FINANCIAL STATEMENTS AND AUDIT

SECTION 864   SECURITIES EXCHANGE MAY IMPOSE ADDITIONAL OBLIGATIONS ON MEMBERS  

864    Nothing in this Part or in Part 7.6 prevents a securities exchange from imposing on a member of that securities exchange any obligations or requirements (other than obligations or requirements inconsistent with this Chapter or with a condition of a licence held by the member) that the securities exchange thinks fit with respect to:

(a)  the audit of books (including the audit of books by an auditor appointed by the securities exchange);

(b)  the information to be furnished in reports from auditors; or

(c)  the keeping of books.


 

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