Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.11 - TITLE AND TRANSFER  

Division 3 - Transfer of certain securities effected otherwise than through a prescribed CS facility  

SECTION 1073A   APPLICATION OF THE DIVISION TO CERTAIN SECURITIES  

1073A(1)    
This Division applies to the following securities:


(a) shares in a company;


(b) debentures of a company;


(c) interests in a registered scheme, being interests that are covered by regulations made for the purposes of this paragraph;


(d) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, a security referred to in paragraph (a), (b) or (c) (whether or not on payment of any money or for any other consideration);


(da) a CGS depository interest;


(db) a simple corporate bonds depository interest;


(e) securities declared by ASIC under section 1073E to be securities to which the regulations apply.


1073A(2)    
This Division applies to an interest in a registered scheme as if:


(a) references to a company were instead references to the responsible entity of the registered scheme; and


(b) references to the constitution of a company were instead references to the constitution of the registered scheme; and


(c) references to members of a company were instead references to members of the registered scheme.



 

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