Corporations Act 2001

CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES  

PART 8B.2 - REGISTRATION OF CCIVs  

Division 1 - Registering a CCIV  

Subdivision E - Listing not permitted for certain CCIVs and sub-funds  

SECTION 1222N  

1222N   CERTAIN CCIVs AND SUB-FUNDS MUST NOT BE LISTED  


The following must not be included in the official list of a prescribed financial market operated in this jurisdiction:

(a)    a wholesale CCIV;

(b)    a retail CCIV that has more than one sub-fund;

(c)    a sub-fund of a wholesale CCIV;

(d)    a sub-fund of a retail CCIV that has more than one sub-fund.

Note 1: This section does not prohibit either or both of the following from being included in the official list of a prescribed financial market operated in this jurisdiction:

  • (a) a sub-fund of a retail CCIV that has only one sub-fund;
  • (b) that retail CCIV.
  • Note 2: A retail CCIV will be a listed company if its single sub-fund is included in such an official list even if the retail CCIV is not so included (see the definition of listed in section 9 ).


     

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