Corporations Act 2001
View history note
Hide history noteCCH Note: Division 3 is modified by the ASIC Corporations (Chapter 5C - Miscellaneous Provisions) Instrument 2017/125.
CCH Note: Subdivision A is modified by the ASIC Corporations (Chapter 5C - Miscellaneous Provisions) Instrument 2017/125.
CCH Note: Section 1225B is modified by the ASIC Corporations (Chapter 5C - Miscellaneous Provisions) Instrument 2017/125.
For the purposes of subsection 188(1) as it applies to the secretary of the corporate director, the provisions identified in column 1 of the following table, in addition to the provisions mentioned in subsection 188(1) , are taken to be corporate responsibility provisions :
| Provisions that are taken to be corporate responsibility provisions | |||
| Item |
Column 1
Provision(s) |
Column 2
Topic |
|
| 1 | (a) | subsection 1222L(3) ; | notifying ASIC of status as a retail CCIV or wholesale CCIV |
| (b) | subsection 1222L(7) | ||
| 2 | (a) | subsection 1223C(5) ; | lodgement of modified or replaced constitution and notifying ASIC when changes takes effect |
| (b) | subsection 1223D(3) | ||
| 3 | (a) | subsection 1224T(3) ; | lodgement of notices about the corporate director of a CCIV |
| (b) | subsection 1224U(4) ; | ||
| (c) | subsection 1224W(8) | ||
| 4 | (a) | subsection 1226(3) ; | lodgement of compliance plans etc. (retail CCIV only) |
| (b) | subsection 1226D(4) ; | ||
| (c) | subsection 1226E(3) | ||
| 5 | subsection 1226G(4) | lodgement of report of auditor of compliance plan (retail CCIV only) | |
| 6 | subsection 1226K(1) | notifying ASIC when auditor of compliance plan changes (retail CCIV only) | |
| 7 | subsection 1230J(5) | lodgement of a redemption offer | |
| 8 | subsection 1230J(8) | notifying ASIC of the cancellation of a redemption offer |
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