Corporations Act 2001
View history note
Hide history noteIn this Part:
amending Act
means the
Corporations Amendment (Professional Standards of Financial Advisers) Act 2017
.
commencement
means the start of the day Part 1 of Schedule 1 to the amending Act commences.
education and training standards
has the meaning given by section
921B
.
(a) a person who:
(i) is a relevant provider at any time between 1 January 2016 and 1 January 2019; and
(ii) is not banned or disqualified under Division 8 of Part 7.6 on 1 January 2019; and
(iii) is not, on that day, subject to an enforceable undertaking under section 93AA of the ASIC Act to not provide financial product advice or a financial service; or
(b) a person who:
(i) at any time between 1 January 2016 and 1 January 2019, provides personal advice in a foreign country to retail clients in relation to relevant financial products; and
(ii) is not prohibited under the law of the foreign country from providing such advice on 1 January 2019.
foreign country
includes a region, where:
(a) the region is a colony, territory or protectorate of a foreign country; or
(b) the region is part of a foreign country; or
(c) the region is under the protection of a foreign country; or
(d) a foreign country exercises jurisdiction or control over the region; or
(e) a foreign country is responsible for the region ' s international relations.
relevant financial products
has the meaning given by section
910A
.
relevant provider
has the meaning given by section
910A
.
[ CCH Note 1: S 1546A will be amended by No 69 of 2020, s 3, Sch 1[1295], by inserting " (1) " before " In " (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
[ CCH Note 2: S 1546A(2) will be inserted by No 69 of 2020, s 3, Sch 1[1296] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546A(2) will read:
1546A(2)
A reference in this Part to a provision of this Act as inserted by the amending Act includes a reference to that provision as amended.]
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