Corporations Act 2001
View history note
Hide history noteLimitation on authorisation to provide personal advice
1546C(1)
Section 921C , as inserted by the amending Act, applies in relation to: (a) any Australian financial services licence granted on or after 1 January 2019 to a person who is not an existing provider; and (b) any authorisation given on or after that day to a person who is not an existing provider.
Note: Section 921C provides that a person cannot be granted a licence, or be authorised, to provide certain financial advice unless the person meets certain conditions.
1546C(2) - (4)
(Repealed by No 115 of 2021, s 3, Sch 1[93] (effective 1 January 2022).)
Restriction on use of terms " financial adviser " and " financial planner "
1546C(5)
The following provisions, as inserted by the amending Act, apply on and after 1 January 2019: (a) section 923C ; (b) items 269AAA and 269AAB of the table in Schedule 3 .
Note: Those provisions relate to offences for using the terms " financial adviser " and " financial planner " .
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