Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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History

Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.2 - LICENSING OF FINANCIAL MARKETS  

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Division 3 - Regulation of market licensees  

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Subdivision A - Licensee's obligations  

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SECTION 792C   GIVING ASIC INFORMATION ABOUT A LISTED DISCLOSING ENTITY  

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[ CCH Note: S 792C heading will be amended by No 69 of 2020, s 3, Sch 1 [ 1130], by omitting " ASIC " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]

792C(1)    
If a market licensee makes information about a listed disclosing entity available to participants in the market (whether or not the licensee also makes the information available to anyone else), the licensee must give ASIC the same information as soon as practicable.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).

[ CCH Note: S 792C(1) will be amended by No 69 of 2020, s 3, Sch 1[1131], by substituting " the Registrar " for " ASIC " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]

792C(2)    
However, the licensee is not required to give ASIC any information of a kind that is excluded by the regulations.

[ CCH Note: S 792C(2) will be amended by No 69 of 2020, s 3, Sch 1[1131], by substituting " the Registrar " for " ASIC " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]

792C(3)    
ASIC may require the information to be given in a particular form.

[ CCH Note: S 792C(3) will be substituted by No 69 of 2020, s 3, Sch 1[1132] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 792C(3) will read:

792C(3)
The giving of the information must meet any requirements of the data standards.]

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History

S 792C inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

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