Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

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Pt 7.5A inserted by No 178 of 2012, s 3, Sch 1, Pt 1[32] (effective 3 January 2013).

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers  

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Div 5 inserted by No 178 of 2012, s 3, Sch 1, Pt 1[32] (effective 3 January 2013).

Subdivision B - Powers of Minister and ASIC to give directions etc.  

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Subdiv B inserted by No 178 of 2012, s 3, Sch 1, Pt 1[32] (effective 3 January 2013).

SECTION 904H   ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING SPECIAL REPORTS  

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904H(1)    
ASIC may give a derivative trade repository licensee a written direction requiring the licensee to give ASIC a special report on specified matters. ASIC may give a copy of the report to the Minister.

904H(2)    
The direction may also require the licensee to give ASIC an audit report on the special report. ASIC must nominate a specified person or body that is suitably qualified to prepare the audit report.

904H(3)    
The licensee must give the special report, and audit report (if required), to ASIC within the time required by the direction.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).

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S 904H inserted by No 178 of 2012, s 3, Sch 1, Pt 1[32] (effective 3 January 2013).

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