Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteA person must not hold out:
(a) that the person has an Australian derivative trade repository licence; or
(b) that the operation of a derivative trade repository by the person is authorised by an Australian derivative trade repository licence; or
(c) that a facility is prescribed by the regulations for the purpose of paragraph 901A(5)(b) ; or
(d) that a facility is prescribed by the regulations for the purpose of paragraph 901A(6)(b) ; or
(e) that a facility is prescribed by the regulations for the purpose of paragraph 901A(7)(b) ;
if that is not the case.
Note 1: Failure to comply with this subsection is an offence: see subsection 1311(1) .
Note 2: Section 905A contains other offences relating to derivative trade repositories that are required to be licensed.
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