Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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History

Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.5B - REGULATION OF FINANCIAL BENCHMARKS  

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Pt 7.5B inserted by No 27 of 2018, s 3, Sch 1[1] (effective 12 April 2018).

Division 3 - Financial benchmark rules and compelled financial benchmark rules  

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Div 3 inserted by No 27 of 2018, s 3, Sch 1[1] (effective 12 April 2018).

Subdivision C - Compliance with each set of rules etc.  

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Subdiv C inserted by No 27 of 2018, s 3, Sch 1[1] (effective 12 April 2018).

SECTION 908CH   INFRINGEMENT NOTICES  

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908CH(1)    
Subsection 908CF(1) is subject to an infringement notice under Part 5 of the Regulatory Powers Act.

Infringement officer

908CH(2)    
For the purposes of Part 5 of the Regulatory Powers Act, each staff member of ASIC who holds, or is acting in, an office or position that is equivalent to an SES employee is an infringement officer in relation to subsection 908CF(1) of this Act.

Relevant chief executive

908CH(3)    
For the purposes of Part 5 of the Regulatory Powers Act, each member of ASIC (within the meaning of section 9 of the ASIC Act) is the relevant chief executive in relation to subsection 908CF(1) of this Act.

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History

S 908CH inserted by No 27 of 2018, s 3, Sch 1[1] (effective 12 April 2018).

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