Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION  

Division 2 - Best interests obligations  

Subdivision A - Preliminary  

SECTION 961A  

961A   APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE  


If a financial services licensee is acting as an authorised representative of another financial services licensee in relation to the advice, this Division applies to the first licensee in relation to the advice in that licensee ' s capacity as an authorised representative (rather than in the capacity of licensee).

 

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