Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteThe, or a, responsible licensee , in relation to a contravention of a provision of this Part, is: (a) if the person who contravenes the provision is a representative of only one financial services licensee - that financial services licensee; or (b) if the person who contravenes the provision is a representative of more than one financial services licensee:
(i) if, under the rules in section 917C , one of those licensees is responsible for the person ' s conduct - that licensee; or
(ii) if, under the rules in section 917C , 2 or more of those licensees are jointly and severally responsible for the person ' s conduct - each of those licensees.
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