Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteCCH note - modifying legislative instruments: The application of Pt 7.8A is affected by the following legislative instruments that commenced or were amended on or after 1 January 2022: the ASIC Corporations (Card Facility Transfer) Instrument 2024/486.
The application of Pt 7.8A is also affected by Class Order 14/1262: Relief for 31 Day Notice Term Deposits.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.8A, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
CCH Note: Division 4 is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 994H is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
ASIC may, in writing, require: (a) a person who makes, or is required by this Part to make, a target market determination for a financial product; or (b) a regulated person who engages in retail product distribution conduct in relation to a financial product;
to provide ASIC with distribution information, relating to the financial product, that is in the person ' s possession or to which the person has access.
994H(2)
ASIC may, in writing, require a person who makes, or is required by this Part to make, a target market determination for a financial product to provide records referred to in subsection 994F(1) relating to the product.
994H(3)
A person who is required by ASIC to provide it with distribution information or records under subsection (1) or (2) must comply with the requirement: (a) by the date specified by ASIC in the requirement; or (b) if no date is so specified, within 10 business days after the day the person is notified by ASIC of the requirement in subsection (1) or (2) .
Note 1: Failure to comply with this subsection is an offence (see subsection 1311(1) ).
Note 2: This subsection is also a civil penalty provision (see section 1317E ). For relief from liability to a civil penalty relating to this subsection, see section 1317S .
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