Financial Services Reform Act 2001 (122 of 2001)
Schedule 1 Financial Services and Markets
Part 2 Consequential amendments
Corporations Act 2001
422 Paragraph 710(3)(e)
Omit stockbroker to the issue or sale if they participate in any way in the preparation of the prospectus, substitute a person named in the prospectus as a financial services licensee involved in the issue or sale.
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