Retirement Savings Accounts Regulations 1997

PART 4 - PAYMENT STANDARDS

Division 4.4A - Compulsory rollover and transfer of benefits in RSAs

REGULATION 4.35B

4.35B REQUEST FORMS

For this Division:

(a) the forms set out in Schedules 2A and 2B to the SIS Regulations are adopted with as many of the following modifications as are required for the purposes of the Act and these Regulations:

(i) references to a superannuation fund are taken to be references to an RSA provider;

(ii) references to a trustee are taken to be references to an RSA provider;

(iii) references to a member are taken to be references to an RSA holder;

(iv) references to the SIS Act are taken to be references to the Act;

(v) references to a superannuation benefit are taken to be references to an RSA benefit;

(vi) references to a unique superannuation identifier are taken to be references to a unique RSA identifier; and

(b) the form set out in Schedule 2A of the SIS Regulations, as adopted, is the Schedule 2A request form ; and

(c) the form set out in Schedule 2B of the SIS Regulations, as adopted, is the Schedule 2B request form .

Note 1:

The transaction may involve both the RSA legislation and the SIS legislation, or just the RSA legislation. The request forms are modified to the extent required to suit the particular case.

Note 2:

The request forms deal with information about tax file numbers that is required in accordance with Part 11 of the Act, and approvals under the Act.

View history note

History

Reg 4.35B substituted by SLI No 61 of 2013, reg 4 and Sch 2 item 1, effective 1 July 2013. Reg 4.35B formerly read:

REGULATION 4.35B REQUEST FORM
4.35B
For this Division:

(a) the form set out in Schedule 2A to the SIS Regulations is adopted with the following modifications as required for the purposes of the Act and these Regulations:

(i) references to a superannuation fund are taken to be references to an RSA institution;

(ii) references to a trustee are taken to be references to an RSA provider;

(iii) references to a member are taken to be references to an RSA holder;

(iv) references to provisions of the SIS Act and the SIS Regulations are taken to be references to the Act and these regulations; and

(b) the form, as adopted, is the request form .
Note:

The request form deals with information about tax file numbers that is required in accordance with Part 11 of the Act, and approvals under the Act.

It is recommended that applicants use the request form to allow RSA providers to roll over or transfer whole balance amounts as quickly and efficiently as possible. Making the request in another way may require an RSA provider to seek further information from the RSA holder under regulation 4.35CA .

If subregulation 4.35CA(2) applies, the request may need to be supplemented by the documentation mentioned in that subregulation.

Reg 4.35B amended by SLI No 13 of 2013, reg 3 and Sch 1 items 1 - 2, by substituting " regulation 4.35CA " for " subregulation 4.35C(2) " and " subregulation 4.35CA(2) " for " subregulation 4.35D(3) " in the note at the end, effective 19 February 2013.

Reg 4.35B inserted by SLI No 104 of 2007, reg 5 and Sch 3 item 37, effective 1 July 2007.

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