Corporations Regulations 2001

SCHEDULE 2A - FORMS OF TRANSFER OF DIVISION 3 SECURITIES

(regulation 7.11.04)

Form 1

DIVISION 3 SECURITY TRANSFER FORM		MARKING STAMP
PART 1
Full name of company:
Description of Division 3 assets:	Class:		If not fully paid, paid to: Register:
Quantity:	[ Words]		[ Figures]
Transfer identification number:
Full name(s) of transferor(s):
The transferor(s) hereby transfer(s) the above Division 3 assets to the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of the Broker's Transfer Form(s), Split Transfer Form(s) or Consolidated Transfer Form(s) relating to the assets.
This transfer is executed on the transferor's behalf by the transferor's broker, who certifies:
(a)	as to the validity of documents; and
(b)	that stamp duty, if payable, has been or will be paid.
[ Transferor's broker's stamp]
Affixed at
on
(place and date of affixing stamp)
PART 2
Full name(s) and address(es) of transferee(s):	Transferee's broker hereby certifies:
	(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and
	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that such entries be made in the register as are necessary to give effect to this transfer;
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division 3 assets; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 2

BROKER'S TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 assets:	Class:	If not fully paid, paid to: Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:	Transferor's broker hereby certifies:
	(a)	that the Security Transfer Form relating to the Division 3 assets set out above has been or will be lodged at the company's office; and
Full name(s) of transferor(s):	(b)	that stamp duty, if payable, has been or will be paid.
	[ Transferor's broker's stamp]
	Affixed at
	on
	(place and date of affixing stamp)
PART 2
Full name(s) and address(es) of transferee(s):	Transferee's broker hereby certifies:
	(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and
	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the assets; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 3

SPLIT TRANSFER FORM		MARKING STAMP
PART 1
Full name of company:
Description of Division 3 assets:	Class:		If not fully paid, paid to: Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:	The [ name of market licensee] hereby certifies that the Security Transfer Form or the Broker's Transfer Form relating to the Division 3 assets set out above has been or will be lodged at the company's office.
Full name(s) of transferor(s):	[ Market licensee stamp]
	Affixed at
	on
	(place and date of affixing stamp)
PART 2
	Transferee's broker hereby certifies:
	(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s)	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division 3 assets; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 4

CONSOLIDATED TRANSFER FORM		MARKING STAMP
PART 1
Full name of company:
Description of Division 3 assets:	Class:		If not fully paid, paid to: Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:
Transfer Consolidation Number(s):
PART 2
	Transferee's broker hereby certifies:
	(a)	that the Division 3 assets set out in Part 1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s):	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that such entries be made in the register as are necessary to give effect to the transfer(s).
	[ Transferee's broker's stamp]
	Date of affixing stamp:

View history note

Form 5

SECURITY RENUNCIATION AND TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 rights:		Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:
Full name(s) of transferor(s):
The transferor(s) hereby renounce(s) and transfer(s) the above Division 3 rights in favour of the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of the Broker's Renunciation and Transfer Form(s), Renunciation and Split Transfer Form(s) or Renunciation and Consolidated Transfer Form(s) relating to the above Division 3 rights.
This transfer and renunciation is executed on the transferor's behalf by the transferor's broker, who certifies:
(a)	as to the validity of documents; and
(b)	that stamp duty, if payable, has been or will be paid.
[ Transferor's broker's stamp]
Affixed at
on
(place and date of affixing stamp)
PART 2
	Transferee's broker hereby certifies:
	(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s):	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the Division 3 rights; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 6

BROKER'S RENUNCIATION AND TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 rights:		Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:
	Transferor(s) broker hereby certifies:
	(a)	that the Security Renunciation and Transfer Form relating to the Division 3 rights set out above has been or will be lodged at the company's office; and
	(b)	that stamp duty, if payable, has been or will be paid.
Full name(s) and address(es) of transferor(s):
	[ Transferor's broker's stamp]
	Affixed at
	on
	(place and date of affixing stamp)
PART 2
	Transferee's broker hereby certifies:
	(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s):	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 7

RENUNCIATION AND SPLIT TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 rights:		Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number:
	The [ name of market licensee ] hereby certifies that the Security Renunciation and Transfer Form or the Broker's Renunciation and Transfer Form relating to the Division 3 rights set out above has been or will be lodged at the company's office.
Full name(s) of transferor(s):	[ Market licensee stamp]
	Affixed at
	on
	(place and date of affixing stamp)
PART 2
	Transferee's broker hereby certifies:
	(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s):	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
	[ Transferee's broker's stamp]
	Date of affixing stamp:
PART 3
Transferee's broker hereby certifies:
(a)	that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and
(b)	that stamp duty, if payable, has been or will be paid;
and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.
[ Transferee's broker's stamp]
Date of affixing stamp:

View history note

Form 8

RENUNCIATION AND CONSOLIDATION TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 rights:		Register:
Quantity: [ Words]		[ Figures]
Transfer identification number:
Transfer Consolidation Number:
PART 2
	Transferee's broker hereby certifies:
	(a)	that, the Division 3 rights set out in Part 1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and
Full name(s) and address(es) of transferee(s):	(b)	that stamp duty, if payable, has been or will be paid;
	and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to the renunciation(s) and transfer(s).
	[ Transferee's broker's stamp]
	Date of affixing stamp:

View history note

Form 9

TRUSTEE TRANSFER FORM	MARKING STAMP
PART 1
Full name of company:
Description of Division 3 assets:	Class:	If not fully paid, paid to: Register:
Quantity:	[ Words]	[ Figures]
Transfer identification number, where appropriate:
Full name(s) of transferor(s):
PART 2
Full name(s) and address(es) of transferee(s):	Transferor hereby certifies that the Division 3 assets set out in Part 1 above are to be registered in the name(s) of the transferee(s) named in this Part, being the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the execution of this transfer, and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.
I [ or We ] hereby transfer the above Division 3 assets to the transferee(s) named in Part 2 hereof.
Execution by the transferor(s):
Date of execution:

View history note

Form 10

TRUSTEE RENUNCIATION AND TRANSFER FORM
PART 1
Full name of company:
Description of Division 3 rights:		Register:
Quantity: [ Words]		[ Figures]
Transfer identification number, where appropriate:
Full name(s) of transferor(s):
PART 2
Full name(s) and address(es) of transferee(s):
	Transferor hereby certifies that, the Division 3 rights set out in Part 1 above having been transferred to the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the transfer, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part, and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and that such entries be made in the register as are necessary to give effect to this renunciation and transfer.
I [ or We ] hereby renounce and transfer the above Division 3 rights in favour of the transferee(s) named in Part 2 hereof.
Execution by the transferor(s):
Date of execution:

View history note

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