Corporations Regulations 2001
View history note
Hide history noteFor section 1444 of the Act, this regulation applies in relation to a responsible entity that is a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
10.2.126(2) [ Interpretation]A reference in subparagraph 601FD(1) (f)(ii) of the Act to a responsible entity's Australian financial services licence includes the dealers licence of the regulated principal.
10.2.126(3) [ Limitation]Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.
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