Corporations Regulations 2001
View history note
Hide history noteThis regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.
10.2.133(2) [ Interpretation]A reference in paragraph 710(3) (e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.
10.2.133(3) [ Limitation]Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.
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