Corporations Regulations 2001
View history note
Hide history noteFor section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 or 4 of the table in section 1430 of the Act.
10.2.161(2) [ Futures broker or futures adviser]A reference in section 1159 of the old Corporations Act to a futures broker or a futures adviser includes:
(a) a financial services licensee; and
(b) one of 2 or more persons who together constitute a financial services licensee.
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