Corporations Regulations 2001
View history note
Hide history noteFor section 1444 of the Act, this regulation applies in relation to a managed investment product.
10.2.176(2) [ Licensed dealer]A reference in subsection 708(10) of the old Corporations Act to a licensed dealer includes a financial services licensee.
10.2.176(3) [ Licensed or exempt dealer or investment adviser]A reference in subsection 708(11) of the old Corporations Act to:
(a) a person who is a licensed or exempt dealer; or
(b) a person who is a licensed or exempt investment adviser;
includes a financial services licensee.
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