Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION

Division 33 - Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities

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REGULATION 10.2.191 EXEMPTION OF CERTAIN TRANSACTIONS FROM SUBSECTION 1207(1) OF THE OLD CORPORATIONS ACT

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10.2.191(1) [ Application]

For section 1444 of the Act, this regulation applies in relation to a regulated principal.

10.2.191(2) [ Member of clearing house of futures exchange]

A reference in regulation 8.4.03 of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

10.2.191(3) [ Business rules of futures exchange]

A reference in paragraph 8.4.03(d) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.

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