Corporations Regulations 2001
View history note
Hide history noteFor section 1444 of the Act, this regulation applies in relation to a document if:
(a) the document is a prospectus or other disclosure document for a financial product; and
(b) the issuer of the financial product is a regulated principal to which Division 2 of Part 7.9 of the Act does not apply in relation to the financial product; and
(c) the particular document:
(i) was publicly available; or
(ii) had been distributed to users; or
(iii) had been lodged with ASIC; or
before the FSR commencement.
(iv) was otherwise in existence and in use, or available for use;
10.2.200(2)
The issuer of the financial product is not civilly or criminally liable in relation to information about the cooling off regime applying after the FSR commencement if:
(a) the confirmation of the transaction:
(i) provides a statement of the cooling-off regime that applies in respect of the acquisition of that product; and
(ii) states that the information in the confirmation of the transaction supersedes the information in that document; or
(b) the responsible person amends the disclosure document to include information on any cooling-off regime.
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