Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 50 - Warrants or options to acquire issued securities  

REGULATION 10.2.213  

10.2.213   WARRANTS OR OPTIONS TO ACQUIRE ISSUED SECURITIES  


For section 1444 of the Act, if a warrant or option to acquire issued securities by way of transfer is a financial product:


(a) to which the definition of securities in subsection 92(3) of the old Corporations Act applied; and


(b) to which Chapter 6D of that Act applied;

Chapter 6D is taken to apply during the transition period for those products.


 

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