Corporations Regulations 2001
View history note
Hide history noteThis regulation applies in relation to the following provisions of the Act:
(a) subparagraph 911A(2) (f)(viii);
(b) subparagraph 911A(2) (f)(ix);
(c) paragraph 911A(3) (a);
(d) paragraph 911A(3) (c). 10.2.40(2) [ Interpretation]
A reference in those provisions to a financial services licensee includes a regulated principal.
10.2.40(3) [ Limitation]Subregulation (2) ceases to apply in relation to a regulated principal at the end of the transition period in relation to the regulated principal.
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