Corporations Regulations 2001
View history note
Hide history noteFor section 1444 of the Act, this regulation applies in relation to:
(a) a financial product; or
(b) a class of financial products that includes the financial product;
for which a notice has been lodged with ASIC in accordance with paragraph 1438(3)(b) of the Act.
10.2.73A(2) [ Election]At any time in the period of 3 months ending immediately before the date specified in the notice in accordance with paragraph 1438(3)(b) of the Act, the issuer of the financial product may decide to comply with Division 4 of Part 7.9 of the Act in relation to the financial product.
10.2.73A(3) [ Requirements]If the product issuer makes the decision mentioned in subregulation (2):
(a) Division 4 of Part 7.9 of the Act applies in relation to the financial product until the date specified in the notice; and
(b) section 734 of the old Corporations Act does not apply in relation to the financial product.
Note: Under subsection 1438(5) of the Act, it is possible for the date specified in accordance with paragraph 1438(3)(b) of the Act to be changed.
10.2.73A(4) [ Limitation]If the notice is lodged with ASIC less than 3 months before the date specified in the notice in accordance with paragraph 1438(3)(b) of the Act, subregulation (2) applies only during the period:
(a) starting when the notice is lodged; and
(b) ending immediately before the date specified in the notice.
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