Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.1 - PRELIMINARY  

Division 1 - General  

REGULATION 7.1.04D   MEANING OF ISSUER FOR CERTAIN DERIVATIVES  

7.1.04D(1)   [ Application]  

This regulation applies in relation to a financial product that:


(a) is a derivative; and


(b) is entered into, or acquired through a facility conducted in accordance with:


(i) the Corporations (Exempt Futures Market - National Wholesale Electricity) Declaration 1999 ; or

(ii) the Corporations (Exempt Futures Market) Declaration 2001 .

7.1.04D(2)   [ Party to the financial product]  

For paragraph 761E(7) (a) of the Act, each person who is a party to the financial product is taken to be an issuer of the financial product.

7.1.04D(3)   [ No application]  

For paragraph 761E(7) (a) of the Act, subsections 761E(5) and (6) of the Act do not apply to the financial product.


 

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