Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.11 - TITLE AND TRANSFER  

Division 3 - Transfer of Division 3 securities effected otherwise than through a prescribed CS facility  

REGULATION 7.11.11   SUFFICIENT TRANSFER: GENERAL  

7.11.11(1)   [ Division 3 assets]  

A document is a sufficient transfer of Division 3 assets if it:

(a) relates to those assets; and

(b) is duly completed in accordance with the documentation in any of the following subparagraphs:

(i) Parts 1 and 2 of Form 1;

(ii) Part 1 of Form 1 and Parts 1 and 2 of Form 2 or Form 3;

(iii) Parts 1 and 3 of Form 1 and both parts of Form 4;

(iv) Part 1 of Form 1, Parts 1 and 3 of Form 2 or Form 3 and both parts of Form 4.

7.11.11(2)   [ Division 3 rights]  

A document is a sufficient transfer of Division 3 rights if it:

(a) relates to those rights; and

(b) is duly completed in accordance with the documentation in any of the following subparagraphs:

(i) Parts 1 and 2 of Form 5;

(ii) Part 1 of Form 5 and Parts 1 and 2 of Form 6 or Form 7;

(iii) Parts 1 and 3 of Form 5 and both parts of Form 8;

(iv) Part 1 of Form 5, Parts 1 and 3 of Form 6 or Form 7 and both parts of Form 8.