Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
This regulation applies if a transfer document:
(a) has been duly completed in accordance with Part 1 of Form 3 or Form 7; and
(b) bears a stamp that purports to be a stamp of a market licensee. 7.11.18(2) [ Warranties]
The market licensee is taken to have warranted that:
(a) the statements in the transfer document that purport to be certified by a market licensee are accurate; and
(b) the transferor is:
(i) the registered holder of, or entitled to be registered as the holder of, the Division 3 assets; or
and is legally entitled or authorised to sell or dispose of the Division 3 assets or Division 3 rights.
(ii) entitled to the Division 3 rights;
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