Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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History

Ch 7 substituted by SR 2001 No 319, Sch 1 [ 15].

[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]

PART 7.4 - LIMITS ON INVOLVEMENT WITH LICENSEES  

REGULATION 7.4.01  

7.4.01   MEANING OF WIDELY HELD MARKET BODY - PRESCRIBED BODIES CORPORATE  

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For the purposes of paragraph 850A(b) of the Act, the following bodies corporate are prescribed:

(a)    Australian Stock Exchange Limited (in its capacity as a body corporate that has an Australian market licence or an Australian CS facility licence);

(b)    ASX Settlement and Transfer Corporation Pty Limited (also known as ' ASTC ' ) (in its capacity as a body corporate that has an Australian CS facility licence);

(c)    

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SFE Corporation Limited, in its capacity as the holding company of the following bodies corporate that have an Australian market licence or an Australian CS facility licence:

(i) Austraclear Limited;

(ii) SFE Clearing Corporation Pty Limited;

(iii) Sydney Futures Exchange Limited;

(d)    

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SFE Clearing Corporation Pty Limited (in its capacity as a body corporate that has an Australian CS facility licence);

(e)    

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Sydney Futures Exchange Limited (in its capacity as a body corporate that has an Australian market licence);

(f)    

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ACH (in its capacity as a body corporate that has an Australian CS facility licence);

(g)    

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Austraclear Limited (in its capacity as a body corporate that has an Australian CS facility licence).

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History

Reg 7.4.01 amended by FRLI No F2023L01458, Sch 1 [ 171] (effective 1 November 2023).

Reg 7.4.01 amended by SR 2004 No 398, Sch 1 [ 15].

Reg 7.4.01 amended by SR 2004 No 398, Sch 1 [ 8] - [ 10].

Reg 7.4.01 amended by SR 2004 No 26, Sch 2 [ 3] and [ 4].

Reg 7.4.01 amended by SR 2002 No 16, Sch 1 [ 15] and [ 16].

Reg 7.4.01 inserted by SR 2001 No 319, Sch 1 [ 15].

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